Session #6 Back Office Essentials: Compliance, Reporting, and Tax Considerations  

(2 hours 5 min.) Thursday, March 13^th, 2025 

4:00pm – 4:05pm            Opening Remarks & Speaker Introduction 

Speaker: Carmen Ortiz-McGhee 

Back Office Essentials 

Compliance and regulatory requirements, institutional investor reporting standards, cash and treasury management are all areas that are often underestimated by new managers – both in their importance and complexity – with potentially dire consequences if not properly managed. This session will take you through these key areas, what you need to do to make sure you are well-covered as you build and grow your firm.  

4:05pm – 4:10pm             Introduction of EY Team

• Ian Taylor, Partner, Ernst & Young 

4:10pm – 4:30pm             Regulatory compliance 

• Beverly Ilagan, Executive Director, Financial Services Organization, Ernst & Young 

 4:30pm – 4:50pm             Admin & investor services 

• Keith Caplan, Partner, Americas Private Markets Consulting Leader, Ernst & Young 

4:50pm – 5:00pm            Q&A 

5:00pm – 5:05pm            Virtual Break (5 min)  

5:05pm – 5:20pm             Management accounting 

• Jonathan Tomback, Partner, Financial Services Organization, Ernst & Young   

5:20pm – 5:35pm             Valuation 

• Sumit Kapur, Managing Director, Transactions and Corporate Finance, Ernst & Young  

5:35pm – 5:50pm             Tax considerations 

• Gerald Whelan, Partner, Private Equity Tax Technical Leader, Ernst & Young  

5:50pm – 6:00pm            Q&A 

6:00pm – 6:05pm            Session #6 Closing Remarks 

Speaker: Carmen Ortiz-McGhee 

6:05pm                                    Session #6 Ends 

6:05pm – 6:35pm            “Ask an Expert” with EY